RIA: What is an Equity Interest?

Modified on Tue, Jul 18, 2023 at 2:29 PM

An Equity Interest includes ownership interests or securities, including but not limited to shares of stock or securities, stock options, warrants or any other rights to purchase stock or securities, debt instruments, partnership interests in a general or limited partnership, or membership interests in a limited liability company. All equity and ownership interests should be disclosed regardless of whether they have any value, or their value cannot be determined.

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